SFC Licences of LALLY Harprit Singh

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 RO 9 03 October 2023
Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 RO 4 03 October 2023
Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 RO 1 03 October 2023
GLG Partners Hong Kong Limited RO 9 04 June 2012 02 October 2023
GLG Partners Hong Kong Limited RO 4 04 June 2012 02 October 2023
GLG Partners Hong Kong Limited RO 1 04 June 2012 02 October 2023
GLG Partners Hong Kong Limited RO 2 04 June 2012 25 November 2022
GLG Partners Hong Kong Limited RE 9 24 February 2011 04 June 2012
GLG Partners Hong Kong Limited RE 4 24 February 2011 04 June 2012
GLG Partners Hong Kong Limited RE 2 24 February 2011 04 June 2012
GLG Partners Hong Kong Limited RE 1 24 February 2011 04 June 2012
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 2 24 June 2004 01 October 2005
Deutsche Futures Hong Kong Limited 德意志期貨香港有限公司 RE 2 14 July 2003 24 June 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 01 April 2003 01 October 2005
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 4 01 April 2003 14 February 2005
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 9 01 April 2003 08 January 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 6 01 April 2003 08 January 2004