SFC Licences of CHAU Chiu Yin 周昭賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 25 March 2004 | 14 November 2005 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 25 March 2004 | 14 November 2005 |
| Rosa Securities Limited 羅沙證券有限公司 | RE | 4 | 01 April 2003 | 30 July 2003 |
| Rosa Securities Limited 羅沙證券有限公司 | RE | 6 | 01 April 2003 | 30 July 2003 |
| Rosa Securities Limited 羅沙證券有限公司 | RE | 7 | 01 April 2003 | 30 July 2003 |
| Rosa Securities Limited 羅沙證券有限公司 | RE | 9 | 01 April 2003 | 30 July 2003 |
| Rosa Securities Limited 羅沙證券有限公司 | RE | 1 | 01 April 2003 | 30 July 2003 |