SFC Licences of LI Bing 李冰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zhongtai International Capital Limited 中泰國際融資有限公司 RO 6 04 July 2016 20 August 2017
Zhongtai International Capital Limited 中泰國際融資有限公司 RO 1 04 July 2016 20 August 2017
Zhongtai International Capital Limited 中泰國際融資有限公司 RE 6 15 March 2016 04 July 2016
Zhongtai International Capital Limited 中泰國際融資有限公司 RE 1 15 March 2016 04 July 2016
HSBC Corporate Finance (Hong Kong) Limited RE 6 26 July 2012 08 January 2016
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 27 November 2009 18 March 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 13 October 2008 18 March 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 13 October 2008 18 March 2010
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 6 16 April 2007 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 16 April 2007 29 September 2008
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 9 01 April 2003 15 July 2003
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 01 April 2003 15 July 2003
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 01 April 2003 15 July 2003
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 01 April 2003 15 July 2003