SFC Licences of LI Wai Ching, Veronica 李慧貞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 6 | 31 December 2010 | 28 May 2013 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 4 | 31 December 2010 | 28 May 2013 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 31 December 2010 | 28 May 2013 |
| MUSHK Limited | RE | 6 | 13 October 2006 | 30 December 2010 |
| MUSHK Limited | RE | 4 | 13 October 2006 | 30 December 2010 |
| MUSHK Limited | RE | 1 | 13 October 2006 | 30 December 2010 |
| First Worldsec Securities Limited 第一金和昇證券有限公司 | RE | 1 | 01 April 2003 | 31 March 2006 |
| First Worldsec Securities Limited 第一金和昇證券有限公司 | RE | 6 | 01 April 2003 | 31 March 2006 |
| First Worldsec Securities Limited 第一金和昇證券有限公司 | RE | 9 | 01 April 2003 | 31 March 2006 |
| First Worldsec Securities Limited 第一金和昇證券有限公司 | RE | 4 | 01 April 2003 | 31 March 2006 |