SFC Licences of TSE Kit Ming, Kitty 謝潔明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 28 June 2021 | 16 November 2021 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 28 June 2021 | 16 November 2021 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 22 September 2010 | 02 September 2019 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 22 September 2010 | 02 September 2019 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 18 August 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 01 April 2003 | 18 August 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 01 April 2003 | 11 February 2004 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 11 February 2004 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 11 February 2004 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 11 February 2004 |