SFC Licences of HENLEY Robert Alexander
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 2 | 21 January 2005 | 01 April 2006 |
UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 01 April 2006 |
UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 20 January 2005 |
UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 20 January 2005 |
UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 20 January 2005 |