SFC Licences of HENLEY Robert Alexander

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Asia Limited RE 2 21 January 2005 01 April 2006
UBS Securities Asia Limited RE 1 01 April 2003 01 April 2006
UBS Securities Asia Limited RE 6 01 April 2003 20 January 2005
UBS Securities Asia Limited RE 9 01 April 2003 20 January 2005
UBS Securities Asia Limited RE 4 01 April 2003 20 January 2005