SFC Licences of LIM Sze Han 林思漢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 RO 6 06 February 2014 31 May 2014
Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 RE 4 09 October 2012 31 May 2014
Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 RE 6 09 October 2012 06 February 2014
Merrill Lynch Far East Limited RE 6 20 June 2005 01 June 2012
Merrill Lynch Far East Limited RE 4 20 June 2005 01 June 2012
Merrill Lynch Far East Limited RE 1 20 June 2005 01 June 2012
Merrill Lynch (Asia Pacific) Limited RE 6 20 June 2005 01 June 2012
Merrill Lynch (Asia Pacific) Limited RE 4 20 June 2005 01 June 2012
Merrill Lynch (Asia Pacific) Limited RE 1 20 June 2005 01 June 2012
Merrill Lynch (Asia Pacific) Limited RE 6 01 April 2003 19 July 2003
Merrill Lynch (Asia Pacific) Limited RE 4 01 April 2003 19 July 2003
Merrill Lynch (Asia Pacific) Limited RE 7 01 April 2003 19 July 2003
Merrill Lynch (Asia Pacific) Limited RE 9 01 April 2003 19 July 2003
Merrill Lynch (Asia Pacific) Limited RE 1 01 April 2003 19 July 2003