SFC Licences of CHAU Lai Ming 周麗明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Rosa Securities Limited 羅沙證券有限公司 RE 6 01 April 2003 11 April 2003
Rosa Securities Limited 羅沙證券有限公司 RE 1 01 April 2003 11 April 2003
Rosa Securities Limited 羅沙證券有限公司 RE 7 01 April 2003 11 April 2003
Rosa Securities Limited 羅沙證券有限公司 RE 4 01 April 2003 11 April 2003
Rosa Securities Limited 羅沙證券有限公司 RE 9 01 April 2003 11 April 2003