SFC Licences of NGAN Hei Chiu 顏希超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Anuenue Advisors Limited 鉅亨顧問有限公司 | RE | 9 | 22 December 2023 | |
| Anuenue Advisors Limited 鉅亨顧問有限公司 | RE | 4 | 22 December 2023 | |
| Anuenue Securities Limited 鉅亨證券有限公司 | RE | 4 | 02 November 2023 | |
| Anuenue Securities Limited 鉅亨證券有限公司 | RE | 1 | 02 November 2023 | |
| UCAP Hong Kong Asset Management Limited | RE | 9 | 25 June 2021 | 06 October 2023 |
| UCAP Hong Kong Asset Management Limited | RE | 4 | 25 June 2021 | 06 October 2023 |
| UCAP Hong Kong Asset Management Limited | RE | 1 | 25 June 2021 | 06 October 2023 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 02 September 2004 | 17 March 2007 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 17 April 2004 | 17 March 2007 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 17 April 2004 | 17 March 2007 |