SFC Licences of CHIK Kin Nang 戚健能
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 26 May 2008 | 18 September 2023 |
UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 15 March 2008 |
UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 24 March 2005 |
UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 04 February 2005 |