SFC Licences of GORAWARA Abhinav

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RO 1 22 August 2011 06 April 2012
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 1 25 July 2011 22 August 2011
Merrill Lynch Far East Limited RE 1 26 January 2007 21 July 2010
Merrill Lynch Futures (Hong Kong) Limited RE 2 01 April 2005 21 July 2010
Merrill Lynch (Asia Pacific) Limited RE 1 15 March 2005 21 July 2010
J.P. Morgan Broking (Hong Kong) Limited RE 4 20 October 2003 22 February 2005
J.P. Morgan Broking (Hong Kong) Limited RE 1 20 October 2003 22 February 2005
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 01 April 2003 17 September 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 01 April 2003 17 September 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 01 April 2003 17 September 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 7 01 April 2003 17 September 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 9 01 April 2003 17 September 2003