SFC Licences of XIE Joseph Ziyang 謝子揚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 02 February 2005 | 22 October 2005 |
| Merrill Lynch Far East Limited | RE | 1 | 01 February 2005 | 22 October 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 February 2005 | 22 October 2005 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 10 April 2003 | 30 November 2004 |