SFC Licences of CHENG King Wai 鄭經緯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tung Yat Securities Limited 同一證券有限公司 | RO | 9 | 16 December 2022 | |
Tung Yat Securities Limited 同一證券有限公司 | RO | 4 | 13 September 2022 | |
Tung Yat Securities Limited 同一證券有限公司 | RO | 1 | 13 November 2018 | |
Nerico Brothers Limited | RE | 2 | 13 November 2008 | 24 October 2018 |
Nerico Brothers Limited | RO | 1 | 17 June 2008 | 24 October 2018 |
Nerico Brothers Limited | RE | 1 | 28 April 2008 | 17 June 2008 |
One China Securities Limited 一中證券有限公司 | RE | 1 | 08 May 2006 | 18 April 2008 |
OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀 (香港) 有限公司 | RE | 1 | 01 April 2003 | 18 July 2005 |
OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀 (香港) 有限公司 | RE | 4 | 01 April 2003 | 27 January 2004 |
OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀 (香港) 有限公司 | RE | 6 | 01 April 2003 | 27 January 2004 |
OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀 (香港) 有限公司 | RE | 9 | 01 April 2003 | 27 January 2004 |
OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀 (香港) 有限公司 | RE | 7 | 01 April 2003 | 21 July 2003 |