SFC Licences of TSAI Jack Du 蔡篤傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Chartwell Capital Limited 大正資本有限公司	RO	9	06 July 2021
Chartwell Capital Limited 大正資本有限公司	RO	4	06 July 2021
Chartwell Capital Limited 大正資本有限公司	RE	9	14 April 2021	06 July 2021
Chartwell Capital Limited 大正資本有限公司	RE	4	14 April 2021	06 July 2021
Absolute Investment Management (HK) Limited 寶橋投資管理有限公司	RE	9	05 December 2016	31 January 2021
BaoQiao Partners Capital Limited 寶橋融資有限公司	RE	1	25 July 2016	31 January 2021
Absolute Investment Management (HK) Limited 寶橋投資管理有限公司	RE	4	25 July 2016	31 January 2021
VTB Capital Hong Kong Limited	RO	4	19 May 2015	11 February 2016
VTB Capital Hong Kong Limited	RO	1	19 May 2015	11 February 2016
VTB Capital Hong Kong Limited	RE	4	16 October 2014	19 May 2015
VTB Capital Hong Kong Limited	RE	1	16 October 2014	19 May 2015
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	1	29 May 2006	22 July 2009
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	01 April 2003	21 August 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	4	01 April 2003	11 February 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	01 April 2003	11 February 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	6	01 April 2003	11 February 2004