SFC Licences of HOWARD Stephen Douglas

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Enhanced Investment Products Limited 易亞投資管理有限公司	RE	9	14 March 2016	27 January 2017
Enhanced Investment Products Limited 易亞投資管理有限公司	RE	5	14 March 2016	27 January 2017
Enhanced Investment Products Limited 易亞投資管理有限公司	RE	4	14 March 2016	27 January 2017
EIP Alpha Limited	RE	9	17 September 2015	27 January 2017
EIP Alpha Limited	RE	5	17 September 2015	27 January 2017
EIP Alpha Limited	RE	4	17 September 2015	27 January 2017
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RO	1	05 March 2009	27 September 2014
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	1	19 January 2006	05 March 2009
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RO	1	21 July 2005	19 January 2006
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	1	15 October 2004	21 July 2005
J.P. Morgan Broking (Hong Kong) Limited	RE	4	01 April 2003	18 August 2004
J.P. Morgan Broking (Hong Kong) Limited	RE	1	01 April 2003	18 August 2004
J.P. Morgan Broking (Hong Kong) Limited	RE	7	01 April 2003	02 December 2003
J.P. Morgan Broking (Hong Kong) Limited	RE	9	01 April 2003	02 December 2003
J.P. Morgan Broking (Hong Kong) Limited	RE	6	01 April 2003	02 December 2003