SFC Licences of MOO Yi Sin, Jason

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 2 11 October 2016 22 October 2019
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 21 April 2015 22 October 2019
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 21 April 2015 22 October 2019
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 15 April 2015 10 October 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO 4 21 March 2012 21 April 2015
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO 1 06 February 2012 21 April 2015
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RO 2 06 February 2012 15 April 2015
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 03 April 2009 06 February 2012
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 03 April 2009 06 February 2012
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO 1 14 November 2008 03 April 2009
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RO 2 14 November 2008 03 April 2009
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 01 April 2003 14 November 2008
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 01 April 2003 14 November 2008
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 01 April 2003 12 October 2004
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 5 01 April 2003 12 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 9 01 April 2003 12 October 2004
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 9 01 April 2003 12 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 01 April 2003 12 October 2004