SFC Licences of OEY Ching Tat 黃正達
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shui On Investment Management Limited 瑞安投資管理有限公司 | RO | 4 | 03 November 2021 | 31 December 2023 |
Shui On Investment Management Limited 瑞安投資管理有限公司 | RO | 1 | 03 November 2021 | 31 December 2023 |
Shui On Investment Management Limited 瑞安投資管理有限公司 | RO | 9 | 19 November 2020 | 31 December 2023 |
ACU Securities Limited | RO | 4 | 12 March 2019 | 07 September 2020 |
ACU Securities Limited | RO | 1 | 12 March 2019 | 07 September 2020 |
ACU Asset Management Limited | RO | 9 | 21 March 2018 | 07 September 2020 |
Topaz Capital Management Limited 瑭明資本管理有限公司 | RO | 9 | 11 February 2014 | 28 July 2016 |
Topaz Financial Group Limited 瑭明金融集團有限公司 | RO | 2 | 12 October 2012 | 28 July 2016 |
Topaz Financial Group Limited 瑭明金融集團有限公司 | RO | 1 | 12 October 2012 | 28 July 2016 |
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 31 July 2006 | 11 May 2011 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 23 May 2006 | 11 May 2011 |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 23 May 2006 | 11 May 2011 |