SFC Licences of LAI Yat Hoi 黎逸凱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE | 2, 5 | 15 April 2015 | 29 May 2018 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
RE | 2 | 03 July 2014 | 16 October 2014 |
| SG Asset Finance (Hong Kong) Limited |
RE | 1, 2 | 03 July 2014 | 16 October 2014 |
| HSBC Futures (Singapore) Pte Ltd |
RE | 2 | 01 February 2010 | 23 March 2012 |
| SG Asset Finance (Hong Kong) Limited |
RE | 1, 2 | 13 October 2008 | 22 June 2009 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
RE | 2 | 17 March 2008 | 22 June 2009 |
| Newedge Broker Limited 新際經紀有限公司 |
RE | 1, 2, 7 | 26 July 2005 | 22 June 2009 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RE | 1 | 24 June 2004 | 07 July 2005 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
RE | 2 | 24 June 2004 | 07 July 2005 |
| Newedge Broker Limited 新際經紀有限公司 |
RE | 1, 2, 7 | 01 April 2003 | 24 June 2004 |
| Newedge Broker Limited 新際經紀有限公司 |
RE | 5, 9 | 01 April 2003 | 09 October 2003 |