SFC Licences of LAI Yat Hoi 黎逸凱

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2, 5 15 April 2015 29 May 2018
Newedge Broker Hong Kong Limited 新際經紀香港有限公司
RE 2 03 July 2014 16 October 2014
SG Asset Finance (Hong Kong) Limited
RE 1, 2 03 July 2014 16 October 2014
HSBC Futures (Singapore) Pte Ltd
RE 2 01 February 2010 23 March 2012
SG Asset Finance (Hong Kong) Limited
RE 1, 2 13 October 2008 22 June 2009
Newedge Broker Hong Kong Limited 新際經紀香港有限公司
RE 2 17 March 2008 22 June 2009
Newedge Broker Limited 新際經紀有限公司
RE 1, 2, 7 26 July 2005 22 June 2009
BOCI Securities Limited 中銀國際證券有限公司
RE 1 24 June 2004 07 July 2005
BOCI Commodities & Futures Limited 中銀國際期貨有限公司
RE 2 24 June 2004 07 July 2005
Newedge Broker Limited 新際經紀有限公司
RE 1, 2, 7 01 April 2003 24 June 2004
Newedge Broker Limited 新際經紀有限公司
RE 5, 9 01 April 2003 09 October 2003