SFC Licences of LAI Yat Hoi 黎逸凱

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 RE 5 15 April 2015 29 May 2018
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 RE 2 15 April 2015 29 May 2018
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 RE 2 03 July 2014 16 October 2014
SG Asset Finance (Hong Kong) Limited RE 2 03 July 2014 16 October 2014
SG Asset Finance (Hong Kong) Limited RE 1 03 July 2014 16 October 2014
HSBC Futures (Singapore) Pte Ltd RE 2 01 February 2010 23 March 2012
SG Asset Finance (Hong Kong) Limited RE 2 13 October 2008 22 June 2009
SG Asset Finance (Hong Kong) Limited RE 1 13 October 2008 22 June 2009
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 RE 2 17 March 2008 22 June 2009
Newedge Broker Limited 新際經紀有限公司 RE 7 26 July 2005 22 June 2009
Newedge Broker Limited 新際經紀有限公司 RE 2 26 July 2005 22 June 2009
Newedge Broker Limited 新際經紀有限公司 RE 1 26 July 2005 22 June 2009
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 2 24 June 2004 07 July 2005
BOCI Securities Limited 中銀國際證券有限公司 RE 1 24 June 2004 07 July 2005
Newedge Broker Limited 新際經紀有限公司 RE 2 01 April 2003 24 June 2004
Newedge Broker Limited 新際經紀有限公司 RE 1 01 April 2003 24 June 2004
Newedge Broker Limited 新際經紀有限公司 RE 7 01 April 2003 24 June 2004
Newedge Broker Limited 新際經紀有限公司 RE 9 01 April 2003 09 October 2003
Newedge Broker Limited 新際經紀有限公司 RE 5 01 April 2003 09 October 2003