SFC Licences of ERNST Kaspar Daniel
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Brevan Howard (Hong Kong) Limited | RO | 1 | 13 September 2012 | 10 May 2018 |
| Brevan Howard (Hong Kong) Limited | RO | 5 | 12 March 2008 | 10 May 2018 |
| Brevan Howard (Hong Kong) Limited | RO | 4 | 12 March 2008 | 10 May 2018 |
| Brevan Howard (Hong Kong) Limited | RO | 9 | 12 July 2004 | 29 February 2020 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 9 | 01 April 2003 | 16 April 2004 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 6 | 01 April 2003 | 16 April 2004 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 4 | 01 April 2003 | 16 April 2004 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 01 April 2003 | 16 April 2004 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 7 | 01 April 2003 | 22 August 2003 |