SFC Licences of WANG Yuqi 王宇琪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sino Suisse Capital (Hong Kong) Limited 華瑞資本(香港)股份有限公司 RE 9 30 August 2023
Sino Suisse Capital (Hong Kong) Limited 華瑞資本(香港)股份有限公司 RE 4 30 August 2023
Sino Suisse Capital (Hong Kong) Limited 華瑞資本(香港)股份有限公司 RE 1 30 August 2023
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 1 07 January 2009 17 January 2012
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 17 September 2008 07 January 2009
Avanta Investment Management Limited 安永達投資管理有限公司 RE 9 18 April 2007 31 March 2008
Avanta Investment Management Limited 安永達投資管理有限公司 RE 4 18 April 2007 31 March 2008
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 01 April 2003 06 January 2006
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 01 April 2003 06 January 2006
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 5 01 April 2003 12 October 2004
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 9 01 April 2003 12 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 01 April 2003 12 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 01 April 2003 12 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 9 01 April 2003 12 October 2004