SFC Licences of LUI Ka Lok 雷嘉樂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司
RE 2 01 April 2003 21 May 2004
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司
RE 5, 9 01 April 2003 25 February 2004