SFC Licences of LUI Ka Lok 雷嘉樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| South China Investment Management Limited 南華投資管理有限公司 | RE | 9 | 03 October 2022 | 30 June 2023 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 03 October 2022 | 30 June 2023 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 01 April 2003 | 21 May 2004 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 9 | 01 April 2003 | 25 February 2004 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 5 | 01 April 2003 | 25 February 2004 |