SFC Licences of PUN Hong Hai 潘康海

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Emperor Wealth Management Limited 英皇財富管理有限公司 RO 4 05 January 2023
Emperor Wealth Management Limited 英皇財富管理有限公司 RO 1 05 January 2023
Emperor Futures Limited 英皇期貨有限公司 RO 5 05 January 2023
Emperor Asset Management Limited 英皇資產管理有限公司 RO 9 11 July 2022
Emperor Securities Limited 英皇證券有限公司 RO 4 11 July 2022
Emperor Securities Limited 英皇證券有限公司 RO 1 11 July 2022
Emperor Futures Limited 英皇期貨有限公司 RO 2 11 July 2022
Emperor Asset Management Limited 英皇資產管理有限公司 RE 9 28 February 2022 11 July 2022
Emperor Securities Limited 英皇證券有限公司 RE 4 28 February 2022 11 July 2022
Emperor Securities Limited 英皇證券有限公司 RE 1 28 February 2022 11 July 2022
Emperor Futures Limited 英皇期貨有限公司 RE 2 28 February 2022 11 July 2022
Arta Global Markets Limited 裕承環球巿場有限公司 RO 9 16 January 2018 06 September 2021
Arta Global Markets Limited 裕承環球巿場有限公司 RO 4 16 January 2018 06 September 2021
Arta Corporate Advisory Limited 裕承企業顧問有限公司 RO 6 07 December 2017 06 September 2021
Arta Global Markets Limited 裕承環球巿場有限公司 RO 1 29 November 2016 06 September 2021
Arta Global Futures Limited 裕承環球期貨有限公司 RO 2 29 November 2016 06 September 2021
Arta Global Markets Limited 裕承環球巿場有限公司 RE 1 20 October 2016 29 November 2016
Arta Global Futures Limited 裕承環球期貨有限公司 RE 2 20 October 2016 29 November 2016
Thomas Global Financial Services Limited 石匠環球金服有限公司 RO 1 25 August 2016 30 September 2016
Mason Futures Limited 茂宸期貨有限公司 RO 2 12 July 2016 30 September 2016
Mason Securities Limited 茂宸證券有限公司 RO 4 12 July 2016 30 September 2016
Mason Securities Limited 茂宸證券有限公司 RO 1 12 July 2016 30 September 2016
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 25 August 2015 25 September 2015
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 25 August 2015 25 September 2015
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 25 August 2015 25 September 2015
Mason Securities Limited 茂宸證券有限公司 RO 4 29 October 2013 14 August 2015
Mason Futures Limited 茂宸期貨有限公司 RO 2 15 April 2013 14 August 2015
Mason Securities Limited 茂宸證券有限公司 RO 1 15 April 2013 14 August 2015
Mason Securities Limited 茂宸證券有限公司 RE 4 05 July 2012 29 October 2013
Mason Futures Limited 茂宸期貨有限公司 RE 2 05 July 2012 15 April 2013
Mason Securities Limited 茂宸證券有限公司 RE 1 05 July 2012 15 April 2013
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 27 February 2012 08 May 2012
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 16 May 2011 08 May 2012
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 30 March 2011 08 May 2012
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 30 March 2011 08 May 2012
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RO 2 24 January 2011 15 February 2011
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RO 1 27 October 2010 15 February 2011
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 4 16 August 2010 15 February 2011
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 22 December 2009 24 January 2011
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 22 December 2009 27 October 2010
Wing Fung Forex Limited 永豐外匯有限公司 RE 3 07 October 2009 01 December 2009
Wing Fung Futures Limited 永豐期貨有限公司 RE 2 07 October 2009 01 December 2009
Wing Fung Securities Limited 永豐證券有限公司 RE 1 07 October 2009 01 December 2009
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 28 July 2004 01 October 2009
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 01 October 2009
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 01 October 2009
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 06 October 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 06 October 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 06 October 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 06 October 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 29 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 29 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 29 September 2003