SFC Licences of LIU Yun 劉運

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Summer Capital Management Company Limited 夏焱資本管理有限公司	RO	1	16 July 2019
Summer Capital Management Company Limited 夏焱資本管理有限公司	RO	9	16 January 2017
Summer Capital Management Company Limited 夏焱資本管理有限公司	RO	4	16 January 2017
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司	RE	9	07 August 2015	13 January 2017
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司	RE	4	07 August 2015	13 January 2017
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司	RE	1	04 June 2015	13 January 2017
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	31 May 2010	25 February 2015
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	2	31 May 2010	25 February 2015
Morgan Stanley Hong Kong Futures Limited	RE	7	20 March 2006	23 March 2010
Morgan Stanley Hong Kong Futures Limited	RE	2	20 March 2006	23 March 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	20 March 2006	23 March 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	20 March 2006	23 March 2010
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	1	24 January 2005	15 February 2006
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	12 May 2004	15 February 2006
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	12 May 2004	24 January 2005
CLSA Limited 中信里昂證券有限公司	RE	1	05 February 2004	06 April 2004
CLSA Research Limited 里昂證券投資研究有限公司	RE	4	01 April 2003	06 April 2004