SFC Licences of KWOK Kelvin 郭永聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GAOYU SECURITIES LIMITED 高裕證券有限公司 | RO | 9 | 30 August 2022 | 05 January 2024 |
GAOYU SECURITIES LIMITED 高裕證券有限公司 | RE | 9 | 14 June 2022 | 30 August 2022 |
Pine Star Asset Management Limited 高陞資產管理有限公司 | RO | 4 | 21 October 2020 | 01 January 2022 |
Pine Star Asset Management Limited 高陞資產管理有限公司 | RO | 9 | 22 July 2020 | 01 January 2022 |
Pine Star Asset Management Limited 高陞資產管理有限公司 | RE | 4 | 18 November 2019 | 21 October 2020 |
Pine Star Asset Management Limited 高陞資產管理有限公司 | RE | 9 | 15 November 2019 | 22 July 2020 |
Wolver Hill Asset Management Asia Limited | RE | 9 | 24 January 2018 | 17 May 2019 |
Horwath Capital Asia Limited 浩華融資亞洲有限公司 | RE | 6 | 06 June 2003 | 23 March 2004 |
South China Capital Limited 南華融資有限公司 | RE | 9 | 01 April 2003 | 26 April 2003 |
South China Capital Limited 南華融資有限公司 | RE | 6 | 01 April 2003 | 26 April 2003 |
South China Capital Limited 南華融資有限公司 | RE | 4 | 01 April 2003 | 26 April 2003 |