SFC Licences of KALB Victoria Stacey
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 24 November 2023 | 02 December 2023 |
| UBS Securities Asia Limited | RE | 4 | 13 January 2020 | 15 January 2020 |
| UBS Securities Asia Limited | RE | 4 | 19 June 2019 | 25 June 2019 |
| UBS Securities Asia Limited | RE | 4 | 09 January 2019 | 15 January 2019 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 18 September 2008 | 28 July 2010 |