SFC Licences of CHEN Qun 陳群
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 25 August 2017 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 25 August 2017 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 11 November 2004 | 20 May 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 26 October 2004 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 26 October 2004 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 26 October 2004 |
| Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 26 October 2004 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 26 October 2004 |