SFC Licences of BHAGWAT Niraj Dilip
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 4 | 29 May 2018 | 30 May 2018 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 1 | 29 May 2018 | 30 May 2018 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 4 | 19 April 2016 | 22 April 2016 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 1 | 19 April 2016 | 22 April 2016 |
| UBS Asset Management (Hong Kong) Limited | RE | 9 | 01 April 2003 | 24 October 2005 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 01 April 2003 | 24 October 2005 |