SFC Licences of TAM Kwok Ho, Ronald 譚國豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	6	11 March 2011	24 June 2013
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	1	11 March 2011	24 June 2013
Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司	RE	6	29 November 2010	28 February 2011
Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司	RE	4	29 November 2010	28 February 2011
Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司	RE	6	25 January 2010	30 June 2010
Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司	RE	4	25 January 2010	30 June 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	6	20 November 2008	31 March 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	4	20 November 2008	31 March 2009
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	01 April 2003	13 December 2007
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	6	01 April 2003	13 December 2007
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	4	01 April 2003	01 June 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	9	01 April 2003	01 June 2004