SFC Licences of WANG Kenneth Chuan 王川

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
New Vision Asset Management Limited 新盛資產管理有限公司	RO	9	02 September 2020	31 March 2023
New Vision Asset Management Limited 新盛資產管理有限公司	RE	9	21 August 2020	02 September 2020
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司	RE	4	04 July 2019	15 July 2020
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司	RE	1	04 July 2019	15 July 2020
dLab Asset Management Limited	RO	9	02 January 2019	14 May 2019
dLab Asset Management Limited	RE	9	29 November 2017	02 January 2019
Standard Advisory Asia Limited 標銀亞洲有限公司	RE	5	10 April 2007	31 May 2007
Standard Advisory Asia Limited 標銀亞洲有限公司	RE	4	10 April 2007	31 May 2007
Standard Advisory Asia Limited 標銀亞洲有限公司	RE	2	10 April 2007	31 May 2007
Standard Advisory Asia Limited 標銀亞洲有限公司	RE	1	10 April 2007	31 May 2007
BOCI Securities Limited 中銀國際證券有限公司	RE	2	13 October 2005	11 May 2006
BOCI Commodities & Futures Limited 中銀國際期貨有限公司	RE	2	01 April 2003	11 May 2006
BOCI Securities Limited 中銀國際證券有限公司	RE	1	01 April 2003	11 May 2006
BOCI Commodities & Futures Limited 中銀國際期貨有限公司	RE	5	01 April 2003	13 January 2004
BOCI Commodities & Futures Limited 中銀國際期貨有限公司	RE	9	01 April 2003	13 January 2004
BOCI Securities Limited 中銀國際證券有限公司	RE	4	01 April 2003	12 January 2004
BOCI Securities Limited 中銀國際證券有限公司	RE	6	01 April 2003	12 January 2004
BOCI Securities Limited 中銀國際證券有限公司	RE	9	01 April 2003	12 January 2004