SFC Licences of SHI Stacy Yi 石怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 1 | 27 April 2016 | 23 August 2017 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 21 December 2015 | 23 August 2017 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 21 December 2015 | 23 August 2017 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 29 April 2008 | 27 April 2016 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 29 April 2008 | 30 October 2013 |
| BOCI Research Limited 中銀國際研究有限公司 | RE | 6 | 01 April 2003 | 10 April 2003 |
| BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 01 April 2003 | 10 April 2003 |