SFC Licences of SPERR Michael Sean
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 11 May 2005 | 02 March 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 11 May 2005 | 02 March 2011 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 01 April 2003 | 15 December 2003 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 9 | 01 April 2003 | 15 December 2003 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 7 | 01 April 2003 | 15 December 2003 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 01 April 2003 | 15 December 2003 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 01 April 2003 | 15 December 2003 |