SFC Licences of SPERR Michael Sean

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 11 May 2005 02 March 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 11 May 2005 02 March 2011
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 01 April 2003 15 December 2003
Macquarie Capital Limited 麥格理資本股份有限公司 RE 9 01 April 2003 15 December 2003
Macquarie Capital Limited 麥格理資本股份有限公司 RE 7 01 April 2003 15 December 2003
Macquarie Capital Limited 麥格理資本股份有限公司 RE 6 01 April 2003 15 December 2003
Macquarie Capital Limited 麥格理資本股份有限公司 RE 4 01 April 2003 15 December 2003