SFC Licences of SHEN Szu-Chi 沈司琦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 26 May 2008 | 01 March 2010 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 26 May 2008 | 01 March 2010 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 13 December 2003 | 26 February 2008 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 26 February 2008 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 21 October 2003 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 21 October 2003 |
Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 21 October 2003 |
Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 21 October 2003 |