SFC Licences of LIU YEH Li-chen, Holly 葉麗貞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UCAP Hong Kong Asset Management Limited | RE | 9 | 08 April 2019 | 31 March 2021 |
UCAP Hong Kong Asset Management Limited | RE | 4 | 08 April 2019 | 31 March 2021 |
UCAP Hong Kong Asset Management Limited | RE | 1 | 08 April 2019 | 31 March 2021 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 10 November 2011 | 07 September 2013 |
Merrill Lynch Far East Limited | RE | 2 | 03 September 2010 | 07 September 2013 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 10 November 2003 | 03 September 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 07 September 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 16 October 2003 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 16 October 2003 |
Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 16 October 2003 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 16 October 2003 |