SFC Licences of WONG Lok Man, Arnold 黃諾文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 5 | 23 November 2020 | |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 30 October 2020 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 30 October 2020 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 30 October 2020 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 14 December 2015 | 12 October 2020 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 07 October 2015 | 12 October 2020 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 07 October 2015 | 12 October 2020 |