SFC Licences of NG Po Kwan 吳寶坤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Pinestone Securities Limited 鼎石證券有限公司 | RO | 1 | 04 December 2023 | |
Ewarton Securities Limited 穎翔證券有限公司 | RO | 1 | 18 October 2010 | 29 September 2023 |
Ewarton Securities Limited 穎翔證券有限公司 | RE | 1 | 02 January 2004 | 18 October 2010 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 17 December 2003 | 30 December 2003 |
Ewarton Securities Limited 穎翔證券有限公司 | RE | 1 | 17 November 2003 | 16 December 2003 |
Berich Brokerage Limited 百裕證券有限公司 | RE | 1 | 01 April 2003 | 29 October 2003 |
Berich Brokerage Limited 百裕證券有限公司 | RE | 4 | 01 April 2003 | 21 October 2003 |
Berich Brokerage Limited 百裕證券有限公司 | RE | 6 | 01 April 2003 | 21 October 2003 |
Berich Brokerage Limited 百裕證券有限公司 | RE | 9 | 01 April 2003 | 21 October 2003 |