SFC Licences of NG Po Kwan 吳寶坤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Pinestone Securities Limited 鼎石證券有限公司 RO 1 04 December 2023
Ewarton Securities Limited 穎翔證券有限公司 RO 1 18 October 2010 29 September 2023
Ewarton Securities Limited 穎翔證券有限公司 RE 1 02 January 2004 18 October 2010
Chief Securities Limited 致富證券有限公司 RE 1 17 December 2003 30 December 2003
Ewarton Securities Limited 穎翔證券有限公司 RE 1 17 November 2003 16 December 2003
Berich Brokerage Limited 百裕證券有限公司 RE 1 01 April 2003 29 October 2003
Berich Brokerage Limited 百裕證券有限公司 RE 4 01 April 2003 21 October 2003
Berich Brokerage Limited 百裕證券有限公司 RE 6 01 April 2003 21 October 2003
Berich Brokerage Limited 百裕證券有限公司 RE 9 01 April 2003 21 October 2003