SFC Licences of LAM Wan Yee, Cynthia 林蘊怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RE	4	21 October 2020
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RE	1	21 October 2020
Haitong International Securities Company Limited 海通國際證券有限公司	RE	4	20 February 2019	30 April 2020
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	12 October 2017	30 April 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	27 February 2014	03 September 2016
J.P. Morgan Broking (Hong Kong) Limited	RE	4	08 August 2011	19 August 2013
J.P. Morgan Broking (Hong Kong) Limited	RE	1	08 August 2011	19 August 2013
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	1	21 August 2006	09 May 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	21 August 2006	09 May 2011
UBS Securities Asia Limited	RE	1	30 December 2003	03 September 2005
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	4	01 April 2003	27 June 2003
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	01 April 2003	27 June 2003
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	6	01 April 2003	27 June 2003
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	01 April 2003	27 June 2003