SFC Licences of HARRIS Robin

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Macquarie Corporate (Hong Kong) Limited RE 6 02 July 2013 31 March 2015
Macquarie Capital Limited 麥格理資本股份有限公司 RE 6 02 July 2013 31 March 2015
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 02 July 2013 31 March 2015
Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 RE 1 29 July 2010 02 July 2013
EQ Investor Services Limited 怡信投資策劃服務有限公司 RO 4 01 April 2003 24 October 2003
EQ Investor Services Limited 怡信投資策劃服務有限公司 RO 5 01 April 2003 24 October 2003
EQ Investor Services Limited 怡信投資策劃服務有限公司 RO 9 01 April 2003 24 October 2003
EQ Investor Services Limited 怡信投資策劃服務有限公司 RO 1 01 April 2003 24 October 2003