SFC Licences of TING Ngai 丁嵬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Yuet Sheung International Securities Limited 粵商國際證券有限公司	RO	4	22 January 2020
Yuet Sheung International Securities Limited 粵商國際證券有限公司	RO	1	29 May 2018
Yuet Sheung International Securities Limited 粵商國際證券有限公司	RE	1	28 March 2018	29 May 2018
Emperor Wealth Management Limited 英皇財富管理有限公司	RE	1	17 April 2012	02 February 2018
Emperor Securities Limited 英皇證券有限公司	RE	1	02 December 2011	02 February 2018
Emperor Futures Limited 英皇期貨有限公司	RE	2	02 December 2011	02 February 2018
Emperor Securities Limited 英皇證券有限公司	RE	1	27 November 2007	17 May 2010
Emperor Futures Limited 英皇期貨有限公司	RE	2	27 November 2007	17 May 2010
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	1	08 May 2007	14 November 2007
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司	RE	2	08 May 2007	14 November 2007
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	1	17 June 2005	01 September 2006
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司	RE	2	01 April 2003	01 September 2006
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司	RE	5	01 April 2003	26 February 2004
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司	RE	9	01 April 2003	26 February 2004