SFC Licences of LI Ka Yan, Fianna 李家茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 21 June 2010 | 19 December 2017 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 05 March 2009 | 21 June 2010 |
Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 1 | 29 October 2008 | 14 January 2009 |
Prime Cdex Futures Limited 乾立亨期貨有限公司 | RE | 2 | 11 March 2008 | 04 September 2008 |
Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 1 | 11 March 2008 | 04 September 2008 |