SFC Licences of LI Ka Yan, Fianna 李家茵

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 1 21 June 2010 19 December 2017
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 4 05 March 2009 21 June 2010
Head & Shoulders Securities Limited 聯合證券有限公司 RE 1 29 October 2008 14 January 2009
Prime Cdex Futures Limited 乾立亨期貨有限公司 RE 2 11 March 2008 04 September 2008
Prime Cdex Securities Limited 乾立亨證券有限公司 RE 1 11 March 2008 04 September 2008