SFC Licences of NG Siu Kin 伍少堅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 | RE | 3 | 03 January 2014 | 18 September 2015 |
Success Securities Limited 實德證券有限公司 | RE | 1 | 03 January 2014 | 18 September 2015 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 28 April 2008 | 18 November 2011 |
Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 | RE | 3 | 18 October 2005 | 18 November 2011 |
Hong Kong Forex Investment Limited 香港外匯投資有限公司 | RE | 3 | 01 April 2003 | 18 August 2003 |