SFC Licences of NG Siu Kin 伍少堅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 RE 3 03 January 2014 18 September 2015
Success Securities Limited 實德證券有限公司 RE 1 03 January 2014 18 September 2015
Emperor Securities Limited 英皇證券有限公司 RE 1 28 April 2008 18 November 2011
Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 RE 3 18 October 2005 18 November 2011
Hong Kong Forex Investment Limited 香港外匯投資有限公司 RE 3 01 April 2003 18 August 2003