SFC Licences of RABINOWITZ David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 23 June 2023 | 26 June 2023 |
| UBS Securities Hong Kong Limited | RE | 1 | 23 June 2023 | 26 June 2023 |
| UBS Securities Asia Limited | RE | 2 | 23 June 2023 | 26 June 2023 |
| UBS Securities Asia Limited | RE | 1 | 23 June 2023 | 26 June 2023 |
| UBS Securities Hong Kong Limited | RE | 2 | 03 March 2023 | 09 March 2023 |
| UBS Securities Hong Kong Limited | RE | 1 | 03 March 2023 | 09 March 2023 |
| UBS Securities Asia Limited | RE | 2 | 03 March 2023 | 09 March 2023 |
| UBS Securities Asia Limited | RE | 1 | 03 March 2023 | 09 March 2023 |
| UBS Securities Hong Kong Limited | RE | 7 | 27 April 2018 | 09 April 2021 |
| UBS Securities Hong Kong Limited | RE | 1 | 27 April 2018 | 09 April 2021 |
| UBS Securities Asia Limited | RE | 1 | 27 April 2018 | 09 April 2021 |
| UBS Securities Hong Kong Limited | RO | 7 | 19 December 2016 | 27 April 2018 |
| UBS Securities Hong Kong Limited | RO | 1 | 19 December 2016 | 27 April 2018 |
| UBS Securities Hong Kong Limited | RO | 7 | 08 January 2013 | 18 December 2016 |
| UBS Securities Hong Kong Limited | RE | 7 | 14 October 2011 | 08 January 2013 |
| UBS Securities Asia Limited | RO | 1 | 06 September 2010 | 27 April 2018 |
| UBS Securities Hong Kong Limited | RO | 1 | 28 June 2010 | 18 December 2016 |
| UBS Securities Hong Kong Limited | RE | 1 | 14 December 2006 | 28 June 2010 |
| UBS Securities Asia Limited | RE | 2 | 04 November 2005 | 09 April 2021 |
| UBS Securities Asia Limited | RE | 1 | 02 June 2004 | 06 September 2010 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 02 June 2004 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 13 May 2004 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 13 May 2004 |