SFC Licences of MOK Eric 莫俊遠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sunfund Securities Limited 東皓證券有限公司 RE 4 17 July 2018 20 November 2018
Sunfund Securities Limited 東皓證券有限公司 RE 1 17 July 2018 20 November 2018
Oriental Patron Securities Limited 東英亞洲證券有限公司 RO 4 15 August 2016 23 January 2018
Oriental Patron Securities Limited 東英亞洲證券有限公司 RO 1 15 August 2016 23 January 2018
Oriental Patron Securities Limited 東英亞洲證券有限公司 RE 1 19 May 2016 15 August 2016
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 21 July 2014 12 May 2016
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 09 April 2014 03 July 2014
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 01 April 2003 07 January 2014
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 4 01 April 2003 09 July 2003
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 6 01 April 2003 09 July 2003
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 9 01 April 2003 09 July 2003