SFC Licences of MOK Eric 莫俊遠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sunfund Securities Limited 東皓證券有限公司 | RE | 4 | 17 July 2018 | 20 November 2018 |
Sunfund Securities Limited 東皓證券有限公司 | RE | 1 | 17 July 2018 | 20 November 2018 |
Oriental Patron Securities Limited 東英亞洲證券有限公司 | RO | 4 | 15 August 2016 | 23 January 2018 |
Oriental Patron Securities Limited 東英亞洲證券有限公司 | RO | 1 | 15 August 2016 | 23 January 2018 |
Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 1 | 19 May 2016 | 15 August 2016 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 21 July 2014 | 12 May 2016 |
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 09 April 2014 | 03 July 2014 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 01 April 2003 | 07 January 2014 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 4 | 01 April 2003 | 09 July 2003 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 6 | 01 April 2003 | 09 July 2003 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 9 | 01 April 2003 | 09 July 2003 |