SFC licenceholder AHX245 CHAN Man Sze, Mazy 陳敏思

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 29 March 2020

Institution Role Licences Start date End date
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 RE [1] (Dealing in Securities) 25 March 2020
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE [1] (Dealing in Securities) 17 September 2014
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 RO [6] (Advising on Corporate Finance) 18 June 2014
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 RE [6] (Advising on Corporate Finance) 24 January 2014 18 June 2014
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RO [6] (Advising on Corporate Finance) 30 December 2013 09 January 2014
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE [1] (Dealing in Securities) 06 November 2013 09 January 2014
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE [6] (Advising on Corporate Finance) 06 November 2013 30 December 2013
Sun Hung Kai International Limited 新鴻基國際有限公司 RO [6] (Advising on Corporate Finance) 24 February 2011 05 November 2013
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司 RE [1] (Dealing in Securities) 19 November 2010 05 November 2013
Sun Hung Kai International Limited 新鴻基國際有限公司 RE [1] (Dealing in Securities) 19 November 2010 05 November 2013
Sun Hung Kai International Limited 新鴻基國際有限公司 RE [6] (Advising on Corporate Finance) 19 November 2010 24 February 2011
Joy Silver Limited 喜銀有限公司 RE [6] (Advising on Corporate Finance) 15 September 2010 05 November 2010
Huarong International Securities Limited 華融國際證券有限公司 RO [6] (Advising on Corporate Finance) 22 January 2010 08 September 2010
CSC Asia Limited 群益亞洲有限公司 RE [6] (Advising on Corporate Finance) 11 September 2006 07 September 2009
Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 RE [6] (Advising on Corporate Finance) 26 April 2006 19 August 2006
Kingston Corporate Finance Limited 金利豐財務顧問有限公司 RE [6] (Advising on Corporate Finance) 01 April 2004 21 April 2006
JS Cresvale Capital Limited 日盛嘉富資本有限公司 RE [6] (Advising on Corporate Finance) 25 April 2003 31 March 2004
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RE [6] (Advising on Corporate Finance) 25 April 2003 31 March 2004
First Asia Finance Group Limited 第一亞洲金融集團有限公司 RE [6] (Advising on Corporate Finance) 01 April 2003 24 April 2003
First Asia Finance Group Limited 第一亞洲金融集團有限公司 RE [4] (Advising on Securities), [9] (Asset Management) 01 April 2003 11 April 2003