SFC Licences of LUK Sai Cheong 陸世昌

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Leeds Securities Investment Limited 競富證券金融有限公司 RO 1 19 December 2019 07 December 2022
Leeds Fund International Limited 競富基金國際有限公司 RO 9 19 December 2019 07 December 2022
Leeds Fund International Limited 競富基金國際有限公司 RO 4 19 December 2019 07 December 2022
Towering Securities Limited 高格證券有限公司 RO 9 13 July 2018 08 August 2019
Towering Securities Limited 高格證券有限公司 RO 4 13 July 2018 08 August 2019
Towering Securities Limited 高格證券有限公司 RO 1 13 July 2018 08 August 2019
Towering Securities Limited 高格證券有限公司 RE 1 03 July 2018 13 July 2018
BOCOM International Securities Limited 交銀國際證券有限公司 RO 2 10 November 2014 29 June 2018
BOCOM International Securities Limited 交銀國際證券有限公司 RO 1 10 November 2014 29 June 2018
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 12 September 2007 10 November 2014
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 12 September 2007 10 November 2014
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 2 07 November 2005 03 March 2008
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 1 29 August 2005 03 March 2008
Christfund Futures Limited 恒豐期貨有限公司 RE 2 31 March 2004 20 August 2005
Christfund Securities Limited 恒豐證券有限公司 RE 1 31 March 2004 20 August 2005
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 18 June 2003 20 March 2004
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 01 April 2003 20 March 2004
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 7 01 April 2003 11 March 2004
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 9 01 April 2003 12 May 2003
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 6 01 April 2003 12 May 2003
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 4 01 April 2003 12 May 2003