SFC Licences of XU Yan 許彥

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 9 27 November 2007 24 April 2010
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 6 27 November 2007 24 April 2010
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 27 November 2007 24 April 2010
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 27 November 2007 24 April 2010
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 6 01 August 2007 16 August 2007
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 6 01 April 2003 01 March 2004
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 01 April 2003 01 March 2004
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 01 April 2003 06 November 2003
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 9 01 April 2003 06 November 2003