SFC Licences of XU Yan 許彥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 9 | 27 November 2007 | 24 April 2010 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 6 | 27 November 2007 | 24 April 2010 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 27 November 2007 | 24 April 2010 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 27 November 2007 | 24 April 2010 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 6 | 01 August 2007 | 16 August 2007 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 6 | 01 April 2003 | 01 March 2004 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 01 April 2003 | 01 March 2004 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 01 April 2003 | 06 November 2003 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 9 | 01 April 2003 | 06 November 2003 |