SFC Licences of LAU Hon Wei 劉豐輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CEB International Capital Corporation Limited 光銀國際資本有限公司	RO	4	07 December 2018
CEB International Capital Corporation Limited 光銀國際資本有限公司	RO	1	07 December 2018
CEB International Capital Corporation Limited 光銀國際資本有限公司	RE	4	22 October 2018	07 December 2018
CEB International Capital Corporation Limited 光銀國際資本有限公司	RE	1	22 October 2018	07 December 2018
Morgan Stanley Hong Kong Securities Limited	RE	7	24 July 2013	26 May 2014
Morgan Stanley Hong Kong Securities Limited	RE	2	06 December 2010	26 May 2014
Morgan Stanley Hong Kong Securities Limited	RE	1	15 January 2010	26 May 2014
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	15 January 2010	24 July 2013
Morgan Stanley Hong Kong Futures Limited	RE	7	15 January 2010	06 December 2010
Morgan Stanley Hong Kong Futures Limited	RE	2	08 June 2009	06 December 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	27 May 2009	26 May 2014
J.P. Morgan Broking (Hong Kong) Limited	RE	4	14 August 2006	15 December 2008
J.P. Morgan Broking (Hong Kong) Limited	RE	1	14 August 2006	15 December 2008
Macquarie Capital Limited 麥格理資本股份有限公司	RE	1	13 June 2006	29 June 2006
Macquarie Capital Limited 麥格理資本股份有限公司	RE	4	24 February 2005	29 June 2006
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	9	01 April 2003	19 October 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	01 April 2003	19 October 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	4	01 April 2003	19 October 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	5	01 April 2003	19 October 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	6	01 April 2003	19 October 2004