SFC licenceholder AHX658 LAU Hon Wei 劉豐輝

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 28 February 2020

Institution Role Licences Start date End date
CEB International Capital Corporation Limited 光銀國際資本有限公司 RO [1] (Dealing in Securities), [4] (Advising on Securities) 07 December 2018
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 22 October 2018 07 December 2018
Morgan Stanley Hong Kong Securities Limited RE [7] (Providing Automated Trading Services) 24 July 2013 26 May 2014
Morgan Stanley Hong Kong Securities Limited RE [2] (Dealing in Futures Contracts) 06 December 2010 26 May 2014
Morgan Stanley Hong Kong Securities Limited RE [1] (Dealing in Securities) 15 January 2010 26 May 2014
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE [7] (Providing Automated Trading Services) 15 January 2010 24 July 2013
Morgan Stanley Hong Kong Futures Limited RE [7] (Providing Automated Trading Services) 15 January 2010 06 December 2010
Morgan Stanley Hong Kong Futures Limited RE [2] (Dealing in Futures Contracts) 08 June 2009 06 December 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE [1] (Dealing in Securities) 27 May 2009 26 May 2014
J.P. Morgan Broking (Hong Kong) Limited RE [1] (Dealing in Securities), [4] (Advising on Securities) 14 August 2006 15 December 2008
Macquarie Capital Limited 麥格理資本股份有限公司 RE [1] (Dealing in Securities) 13 June 2006 29 June 2006
Macquarie Capital Limited 麥格理資本股份有限公司 RE [4] (Advising on Securities) 24 February 2005 29 June 2006
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts), [6] (Advising on Corporate Finance), [9] (Asset Management) 01 April 2003 19 October 2004