SFC Licences of LOK Fung Kam 駱鳳琴

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Aevitas Securities Limited 大錦證券有限公司 RE 9 17 December 2019 13 September 2021
Aevitas Securities Limited 大錦證券有限公司 RE 4 17 December 2019 13 September 2021
Aevitas Securities Limited 大錦證券有限公司 RE 2 17 December 2019 13 September 2021
Aevitas Securities Limited 大錦證券有限公司 RE 1 17 December 2019 13 September 2021
Fulbright Futures Limited 富昌期貨有限公司 RE 5 07 November 2017 17 November 2019
Fulbright Futures Limited 富昌期貨有限公司 RE 2 07 November 2017 17 November 2019
Fulbright Securities Limited 富昌證券有限公司 RE 4 07 November 2017 17 November 2019
Fulbright Securities Limited 富昌證券有限公司 RE 1 07 November 2017 17 November 2019
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 5 23 March 2016 06 October 2017
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 4 23 March 2016 06 October 2017
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 23 March 2016 06 October 2017
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 23 March 2016 06 October 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 13 April 2010 01 December 2011
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 19 February 2010 01 December 2011
President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 RE 1 19 March 2008 16 February 2010