SFC Licences of CHAN Chun Kei, Kelvin 陳俊祺

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Basis Asset Management Limited 格致資產管理有限公司 RO 9 29 January 2021
Basis Asset Management Limited 格致資產管理有限公司 RO 4 29 January 2021
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 RO 9 22 January 2020 07 December 2020
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 RO 4 22 January 2020 07 December 2020
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 28 July 2017 07 December 2020
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 RE 4 24 January 2013 22 January 2020
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 RE 9 20 December 2012 22 January 2020
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 RE 9 11 June 2009 31 October 2012
AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 RE 4 15 June 2006 31 May 2009
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 01 April 2003 27 April 2006
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 6 01 April 2003 09 August 2003
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 9 01 April 2003 09 August 2003