SFC Licences of NG Yvonne Pui Shan 伍佩珊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RE 9 14 August 2015 27 December 2016
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RE 4 14 August 2015 27 December 2016
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RE 1 14 August 2015 27 December 2016
Vanguard Investments Hong Kong Limited 領航投資香港有限公司 RE 4 23 February 2012 01 March 2012
Vanguard Investments Hong Kong Limited 領航投資香港有限公司 RE 1 23 February 2012 01 March 2012
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 6 23 May 2011 28 August 2011
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 4 23 May 2011 28 August 2011
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 1 23 May 2011 28 August 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 07 December 2010 09 March 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 17 April 2009 09 March 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 17 April 2009 09 March 2011
Aberdeen International Investment Management Limited RE 1 11 July 2008 30 April 2009
Aberdeen International Investment Management Limited RE 4 04 June 2008 30 April 2009
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 4 01 April 2003 31 December 2007
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 6 01 April 2003 18 October 2003