SFC Licences of LUI Chun Wai Jervis 呂俊為

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RO 1 13 November 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 2 26 February 2020
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 03 October 2019 26 February 2020
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 2 02 September 2016 03 July 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 1 02 September 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 22 April 2016 02 September 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 22 April 2016 02 September 2016
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 24 June 2004 08 May 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 24 June 2004 08 May 2013
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 2 30 March 2004 24 June 2004
Deutsche Futures Hong Kong Limited 德意志期貨香港有限公司 RE 2 14 November 2003 24 June 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 14 November 2003 24 June 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 01 April 2003 09 October 2003
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 4 01 April 2003 09 October 2003
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 01 April 2003 09 October 2003
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 1 01 April 2003 09 October 2003
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 01 April 2003 09 October 2003
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 9 01 April 2003 09 October 2003
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 9 01 April 2003 09 October 2003
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 5 01 April 2003 09 October 2003
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 9 01 April 2003 09 October 2003
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 01 April 2003 09 October 2003
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 6 01 April 2003 09 October 2003